Policies & Procedures
At Vantage Financial Alliance, compliance is more than a requirement — it is the foundation of how we protect our agents, our partners, and the families who trust us with their financial futures. The strength of our organization depends on our commitment to operating with integrity, transparency, and adherence to all regulatory standards.
Policies & Procedures
Non-Transferability of Hierarchy (July 2018)
Household Participation & Spousal Involvement ( July 2018)
Background Checks & Eligibility Verification (July 2018)
Annuity Compensation ( Jun 2024)
Personal Business & Compensation Policies ( Oct 2025)
Reserve Balance
Persistency